SEC
U.S. Securities and Exchange Commission / FINRA
United States
Tier 1 - strictest
What the SEC does
US securities regulator working alongside FINRA to oversee broker-dealers serving American investors.
Protections for traders
- SIPC protection up to USD 500,000 for securities
- Strict net-capital and disclosure rules
- FINRA supervision of sales conduct
Best SEC-regulated brokers
Ranked by BrokaBoy score, with ties listed alphabetically.
Interactive Brokers
8.8/10· Trustpilot 3.1 (5,486 reviews)
Global multi-asset broker for serious investors
Min Dep
$0
Spread
0.1 pips
Leverage
1:30
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